VICTIM IMPACT
STATEMENTS CONSIDERED IN SENTENCING:
CONSTITUTIONAL
CONCERNS
[cite
as "2 Cal. Crim. L. Rev. 3"; pincite using paragraph numbers]
Mark Stevens*
California Criminal Law Review (2000)
ABSTRACT
Victim Impact Statements (hereinafter referred
to as "VISs") are statements read by, or on behalf of, crime
victims at the sentencing phase of criminal trials. VISs
have been occasionally constitutionally challenged in American
courts. The challenges have typically been that VISs conflict
with the Eighth Amendment's "Proportionality Doctrine",
which holds that punishment must be proportional to the
crime. The United States Supreme Court has considered three
times in recent years whether the reading of a VIS at the
sentencing phase of criminal proceedings is constitutional1.
The present constitutional status of VISs is that the proportionality
doctrine "does not erect a per se bar" to the admissibility
of VISs at sentencing proceedings, but the Fourteenth Amendment
may provide a door to relief2.
This note examines the Eighth Amendment treatment of VISs
by the Court, and the possibility of future Fourteenth Amendment
due process challenges to the consideration of VISs during
the penalty phase of criminal proceedings.
INTRODUCTION
AND HISTORY
"...
I am wronged. It is a shameful thing that you should mind
these folks that are out of their wits." Martha Carrier,
hanged, August 19, 1692, Salem, MA, Commonwealth of Massachusetts
General Court of Oyez and Terminer (The Salem Witch Trials).
¶1
Victim Impact Statements ("VISs")
are statements read by, or on behalf of, victims of crime
at the sentencing phase of criminal proceedings. After the
defendant has been found guilty by the judge or jury, the
victim is afforded the opportunity to make a statement to
the court regarding the impact of the crime on the victim
and her family. Typically these statements are offered by
the victim to encourage the maximization or enhancement
of the penalty upon the defendant. The statements are often
filled with emotion, and the defendant is not able to rebut
the statements.
¶2
VISs are one of the legacies of English
Common Law. Around the 13th Century, when civil
torts and criminal actions first became distinguished in
England ("Actions in Trespass" and "Actions in Trespass
on the Case," respectively), VIS' were permitted, as the
Crown stood in the shoes of the victim of the offense in
English adversarial proceedings3.
Victims were allowed to speak in support of the Crown in
"keeping the King's peace," and as punishment of the perpetrator
replaced restitution to the victim, as the government's
primary objective4.
¶3
During the early development of American
colonial criminal justice, criminal prosecutions were private
actions in which the victim paid public officials fees to
assist in the prosecution. Constables and justices of the
peace would investigate the crime, file charges against
the offender, and prosecute the case in return for fees
paid by the victim. The victim was sometimes even responsible
for the costs of incarcerating and feeding the offender
while he awaited trial.
¶4
During the eighteenth century, American
prosecution of crime evolved from a private action into
a state action. The states, like the Crown, realized the
need to avoid private retribution for criminal wrongs in
order to maintain a civilized society.
¶5
This evolution, which began as the
theory that crime was a societal interest and concern, rather
than an individual interest of the victim, gained momentum5.
The state took over the lead role in prosecuting wrongdoers
on behalf of society, rather than on behalf of the victim;
"Victim v. Offender" was replaced with "State v. Offender"
in court pleadings. To maintain a semblance of victim participation
in the process, victims continued to make statements at
some point in the criminal trial of the offender, although
the state had already taken over the lead role in the prosecution.
¶6
The United States Supreme Court has
held that the purpose of restitution is to accomplish the
penal goals of the state, not to compensate victims6.
One objective of the restitution aspects of criminal proceedings
is to alleviate the financial burden of the victims in seeking
the recovery of their money damages through civil process7.
¶7
The ensuing two centuries of Anglo-American
legal tradition enable and encourage victims of crimes to
make or submit a statement at the sentencing phase of trials.
The theory goes that the victim of a robbery, for instance,
can best explain the value of the property taken; the next
of kin of a murder victim is uniquely able to articulate
the impact of the loss of her loved one. The ability to
introduce a VIS is also viewed by many as a means for the
victims to heal their wounds and to gain some closure on
a horrible chapter in their lives.
MODERN USE
OF THE VICTIM IMPACT STATEMENT
¶8
One constitutional conflict which
arises from this practice, is that punishment may be enhanced
where more articulate, or more pitiful victims make a VIS,
than in cases where the victim is inarticulate or otherwise
unappealing. In those instances the severity of the statement
may have more of an impact on the sentencing authority than
the severity of the crime. This has been one of the
"proportionality" arguments against the VIS in Booth,
Gathers and Payne8.
As Justice Marshall noted, dissenting in Payne,
[T]he probative value of [victim impact] evidence is always
outweighed by its prejudicial effect because of its inherent
capacity to draw the jury's attention away from the character
of the defendant and the circumstances of the crime to such
illicit considerations as the eloquence with which family
members express their grief and the status of the victim
in the community.9
THE POPULARITY
OF VICTIM IMPACT STATEMENTS
¶9
The impact of felonious crime upon
its victims is inherently severe and profound, and society
views those convicted of these types of crimes with scorn
and abhorrence. The victim of violent crimes, conversely,
is viewed as vulnerable and wounded. Society wants to punish
the defendant and help the victim to the greatest extent
possible.
¶10
Punishing defendants, as well as aiding
crime victims, are both popular notions in our society.
It makes great political sense to propose a bill that protects
a victim and punishes an accused: there is no risk that
efforts to protect victims' rights would ever be unpopular
with voters. A well-placed sound-bite on the evening news,
calling for gun control in the wake of a violent crime,
means votes. "Victim's Rights" initiatives are likewise
risk-free political pandering for professional politicians.
¶11
American state legislatures have rushed
to the aid of victims with "Victim's Rights" laws and state
constitutional amendments with increasing frequency. Forty-nine
of the fifty states have enacted legislation or state constitutional
amendments which permit the reading of a VIS at the sentencing
phase of criminal proceedings10.
Logically, of course, a pragmatic politician would commit
electoral suicide by opposing any "Victim's Rights"
initiative.
¶12
A typical "Victim's Rights Bill" includes
the opportunity for the victim to make a statement about
the impact of the crime at sentencing. Michigan's victim
legislation, for example, is as follows:
MCL 780.765
CRIME VICTIM'S RIGHTS ACT (Act 87 of 1985)
780.765 Oral impact statement at sentencing.
Sec. 15. The victim shall have the right to appear and make
an oral impact statement at the sentencing of the defendant.
¶13
The argument for victims' rights
has popular appeal, as many believe that the only ones protected
by our justice system are criminals. A common cry for victim's
rights is that the Constitution only provides protection
for criminals, yet provides no protection for victims. This
is, of course, not only legally accurate, but constitutionally
necessary and logical: the accused is the person whose rights
must be protected, not the victim. The Constitution does
not protect the defendant's right to commit a crime; it
protects the defendant's rights when he is being tried for
committing a crime.
¶14
Why question inhibiting or prohibiting
the statement of the bereaved in their most profound time
of loss? There would seem to be little harm to permitting
the victims to make a statement about their grief. However,
such a statement may, in some circumstances, encroach upon
the safeguards provided by the federal constitution.
¶15
A victim of a violent crime presents
a vulnerable, wounded member of our society, seeking a chance
to be heard, and it is our nature to want her to heal her
wounds. What harm could lie in allowing her to be heard
after some one has been convicted of a crime that caused
her loss, or contributed to the cause of her loss? The challenger
to a VIS will likely appear to be an unfeeling ogre, and
may be subject to severe "jury justice" in sentencing, despite
a plausible constitutional objection.
CONSTITUTIONAL
CONCERNS REGARDING VICTIM IMPACT STATEMENTS
¶16
The VIS, like much of our common legal
heritage, was inherited from the laws of the Crown, but
subject to the limitations which our Constitutional framers
placed upon that common law. Today's VISs find their origin
in the common law practice of permitting victims to exert
emotionally charged influence upon the judge and jury in
the consideration of sentencing. Like many other elements
of the common law, the VIS has come into conflict with our
federal constitution, as the Constitution has been interpreted
and developed over the past two centuries. The traditional
common law VIS may not comport with the Eighth Amendment's
proportionality doctrine, or the Fourteenth Amendment's
due process guarantee. Congress has enacted federal legislation
in favor of victims several times in recent years: "The
Victim And Witness Protection Act" (1982); the "Victims
of Crime Act" (1984); the "Victims Rights and Restitution
Act" (1990); and the "Victim's Bill of Rights" (1994). To
seize the political opportunity the Oklahoma City bombing
presented, Congress enacted "The Effective Death Penalty
and Anti-Terrorism Act of 1996."
¶17
Most jurisdictions permit the jury
or judge to consider a VIS at some stage of the proceedings.
A defense lawyer runs a great risk when challenging a complaining
witness/victim regarding the trauma of violent crime in
any way, as counsel will be viewed as persecuting an already
weakened victim. Any attempt by defense counsel to obstruct
her VIS will surely be met with disapproval, if not disgust,
and possibly retaliation by the sentencing authority, particularly
where a jury determines the sentence. Defense counsel risks
being viewed in that situation as opposing the victim,
rather than representing the accused.
¶18
Because a challenge to the introduction
of a VIS is fraught with such peril, the VIS is seldom challenged
on constitutional grounds. The defense attorney runs the
risk that the challenge itself may result in a harsher
sentence for the defendant. Considering the societal preference
to allow the VIS, coupled with the risk inherent in challenging
the VIS, why even consider denying the victim of a tragic
loss the opportunity to articulate her loss in the presence
of the perpetrator?
¶19
In Booth, Gathers, and Payne, the
defendants had nothing to lose by taking their challenges
all the way to the Supreme Court: all had been sentenced
to death after the reading of the VIS. It is likely that
any (future) successful challenge to the VISs constitutionality
will come from a capital case for that reason. The likelihood
of a successful challenge is so slight that a defendant
sentenced has more to lose than to gain by appealing. The
risks associated with challenging the VIS are probably only
worth taking where the defendant is sentenced either to
life imprisonment or death. The risk/reward analysis, however,
is not determinative of whether the VIS, as presently applied,
violates the Eighth and/or Fourteenth Amendment of the federal
constitution.
THE EIGHTH
AMENDEMENT CHALLENGE TO THE VICTIM IMPACT STATEMENT
A.
Development of the Proportionality Doctrine
¶20
The Eighth Amendment to the federal
constitution reads as follows:
"Excessive
bail shall not be required, nor excessive fines imposed,
nor cruel and unusual punishments inflicted."
¶21
The scope of Eighth Amendment protection
was rarely contemplated by the Supreme Court in the first
century after the adoption of the constitution. It was not
until the latter part of the nineteenth century's United
States Supreme Court decisions that it was occasionally
considered. Through the end of the nineteenth century, the
Court held that the Eighth Amendment's prohibition against
cruel and unusual punishment barred only those common law,
corporal punishments which had been banned in England: burning,
branding, and other horrific torture-style punishments.
¶22
Expansion and explanation of the cruel
and unusual clause was first given consideration in 1892
by Justice Field in O'Neil v. Vermont11.
O'Neil was convicted of transporting bottles of bootleg
alcohol, and sentenced to 50 years at hard labor in the
Vermont state prison. Justice Field wrote, dissenting, that
O'Neil's punishment was not proportional to the crime for
which he was convicted, and that his sentence was so disproportionate
to the crime, that it violated the cruel and unusual clause
of the Eighth Amendment.
¶23
Field wrote that the Eighth Amendment
went further than prohibiting barbaric physical punishments.
He argued that there was a further protection given: a guarantee
that the sentence be proportional to the crime. The Court
did not agree with Justice Field, and O'Neal served his
50 years, but Field's dissent became the genesis for the
Proportionality Doctrine of the Eighth Amendment 18 years
later.
¶24
In 1910, a man named Weems was convicted
of falsifying some government applications in the Phillipines.
His sentence was that he forfeit his passport, serve 15
years at hard labor, and be shackled in leg irons for the
15 years. The United States Supreme Court, in Weems v.
United States12,
relied on Justice Fields's dissent in O'Neil, and
held that the Eighth Amendment did contain a protection
against disproportionate sentencing, and that Weems' sentence
did not fit the crime and was inherently unconstitutional.
The Proportionality Doctrine took hold with Weems.
¶25
"Proportionality" has been the tool with
which the Court strikes down inherently unfair and unjust
sentencing statutes and guidelines13.
Proportionality would logically require an impartial sentencing
authority to determine the sentence after a rational decision
making process, limited to the defendant's culpability and
the circumstances of the crime. Proportionality requires
a nexus between the punishment imposed and the defendant's
blame-worthiness. In addition, a defendant's punishment
must be tailored to his personal responsibility and moral
guilt14.
¶26
The United States Supreme Court first
applied the Proportionality Doctrine to the constitutionality
of the VIS in 1987 in Booth v. Maryland. The Booth
Court held that the introduction of the VIS at the penalty
phase of a capital murder trial was inherently repugnant
to the Eighth Amendment. The Booth decision gave
rise to a bitter Eighth Amendment contest between opponents
and proponents of the VIS.
B.
The Proportionality Doctrine as Applied To Victim Impact
Statements
¶27
The United States Supreme Court has
equivocated in its Eighth Amendment analysis of the constitutionality
of the VIS, first striking down statutes allowing VISs in
its first two cases, Booth v. Maryland in 1987 and
South Carolina v. Gathers in 1989, then reversing
itself in 1991 by upholding the constitutionality of VISs
in Payne v. Tennessee. The Court was sharply divided
in all three cases, and the arguments pro and con were similar
in all three cases15.
¶28
The crimes committed in Payne,
Gathers and Booth had one major similarity:
all were brutal attacks against defenseless, innocent, pitiful
victims with strong family ties and emotionally charged
survivors who actively sought the maximum penalty available
for the respective defendants. In each case, the VIS' fanned
emotional flames during the penalty phase, and enhanced
the possibility of enhanced penalties due to the characteristics
of the homicide victims, coupled with the effective articulation
of those "good character" qualities by the victims' survivors
and the state. The effects of the crime on the survivors
overshadowed the criminal liability of Payne, Gathers and
Booth.
¶29
The introduction of "good character"
evidence regarding the victims in each of these three cases
was of concern to the Supreme Court, and in each case the
result was a sharply divided court. The Booth Court
noted that the introduction of this "good character" evidence
would then necessitate permitting the defendant to rebut
the evidence, which would then create a mini-trial on the
character of the victim16.
As Booth's attorney George Burns, Jr. asserted at
oral argument, this aspect of the VIS places greater value
on some lives than others, which would logically result
in more severe sentencing for defendants convicted of murdering
some citizens, compared to those who murder other citizens,
despite the fact that the character of the victim seldom,
if ever, is part of the defendant's decision to kill.
¶30
In Booth, the Supreme Court,
by a 5 to 4 margin17
determined that the reading of a VIS was per se unconstitutional
as it violated the Eighth Amendment's Proportionality Doctrine.
The narrower question presented to the Court for review
in Booth was, "[w]hether the Constitution prohibits
a jury from considering a victim impact statement during
the sentencing phase of a capital murder trial."18
The Booth Court held that "the admission of the family
members' emotionally charged opinions and characterizations
of the crimes could serve no other purpose than to inflame
the jury and divert it from deciding the case on the relevant
evidence concerning the crime and the defendant. Such admission
is therefore inconsistent with the reasoned decision making
required in capital cases."19
¶31
The state of South Carolina afforded
the Court an opportunity to reaffirm its Booth decision
in Gathers v. South Carolina. There can be no more
evil a defendant than Demitrius Gathers, and in a state
that executes people, which South Carolina does, it would
be difficult for the state to botch a death sentence with
facts like these, yet South Carolina managed to do so. The
reason the state failed in its effort to kill Demetrius
Gathers was its insistence on reading an irrelevant VIS
which directly violated a recent Supreme Court decision
(Booth).
¶32
The facts of the Gathers case
make as good a place as any other to debate the constitutionality
and legal relevance of the VIS, because it presents the
most factually compelling basis for permitting the
consideration of the VIS. Gathers affords us a direct
view of a conflict between good and evil. The crime was
horrible, the victim was vulnerable, the evidence against
the defendant included a confession, and the VIS was sought
by the survivors and the state.
¶33
The evidence showed that Gathers and
3 companions encountered the victim, Richard Haynes, on
a park bench in South Carolina one evening20.
The record showed that Haynes was a lay minister, who had
a series of mental problems. Haynes was in the park, carrying
several bags of religious artifacts, including bibles, rosaries,
and religious tracts.
¶34
He went to the park, as his mother
testified, to "spread the Word". The religious tract had
been written by Haynes, and was called "The Game Guy's Prayer."
It extolled the virtue of sports, and the values of leading
a Christian life through football and boxing metaphors.
It would be difficult to create a victim who could create
more sympathy among jurors than Richard Haynes. Demetrius
Gathers, in contrast, was a violent thug. Gathers and three
friends sat on the park bench next to Haynes, drinking beer
as Haynes was reading a Bible. When Gathers attempted to
engage Haynes in conversation, Haynes stated he did not
wish to talk to Gathers21.
¶35
Gathers and his friends then proceeded
to brutally beat and kick Haynes. Gathers smashed his beer
bottle over Haynes' head. He then beat Haynes severely with
an umbrella. Before leaving the scene of the beating, as
Haynes lay unconscious, Gathers inserted the umbrella in
Haynes' anus and tried to open it.
¶36
After adjourning to the apartment
complex where Gathers and some of his friends lived, Gathers
and one friend returned to the park with a large knife.
As Haynes lay partially conscious, Gathers and his friend
strew his belongings along a bike pathway, looking for something
to steal, but finding nothing. Gathers then stabbed Haynes
repeatedly until he died. Gathers admitted to all the facts
presented22.
¶37
Despite the overwhelming evidence,
including Gathers' own admission of the horrible crime,
and the victim's pitiful characteristics, the prosecutor
felt compelled to introduce a statement about the defendant's
religious orientation and his civic nature through reintroduction
of the religious tracts and the voter card at sentencing.
The Supreme Court held that the reintroduction of that evidence
through the VIS "was purely fortuitous and could not provide
any information relevant to [Gathers'] moral culpability.."23
¶38
The prosecution in Gathers' trial
was inferentially asking the jury to place greater value
on the lives of victims who were religious, or who were
"good citizens", than those who weren't. The jury responded
by sentencing Gathers to death. The Supreme Court of South
Carolina reversed Gather's death sentence, in light of Booth,
and the United States Supreme Court affirmed, holding
that "allowing the jury to rely on [the prosecutor's comments
about the victim] . could result in imposing the death sentence
because of factors about which the defendant was unaware,
and that were irrelevant to the decision to kill."24
The Gathers Court held that Gathers should not be
executed because the victim was a religious citizen who
voted.
¶39
Gathers illustrates the delicate
conflict the VIS causes with the Eighth Amendment, as well
as with the theory of legal relevance. The VIS in Gathers
would place relative values on different lives. Would
Gathers be less culpable if he had committed the same terrible
crimes on an atheist, or a person who didn't vote? Did Haynes'
character play any part in Gathers' decision to kill?
¶40
In 1991, the Supreme Court reversed
its decisions in Booth and Gathers in Payne.
In a rare instance of reversing itself in a very short
period of time, the Payne Court stated that "although
adherence to the doctrine of stare decisis is usually
the best policy, the doctrine is not an inexorable command.
This Court has never felt constrained to follow precedent
when governing decisions are unworkable or badly reasoned
. Booth and Gathers were decided by the narrowest
of margins, over spirited dissents challenging their basic
underpinnings; have been questioned by Members of this Court
in later decisions; have defied consistent application by
the lower courts . [citations omitted] and, for the reasons
heretofore stated, were wrongly decided."25
THE POTENTIAL
FOR FOURTEENTH AMENDMENT CHALLENGES TO THE VIS
¶41
The Payne Court shifted the
analysis of the VIS' constitutionality from the Eighth amendment
to the Fourteenth, from "cruel and unusual" to "procedural
due process". In the due process context, the Court discussed
the evidentiary issues raised by the VIS. While the Court
reversed Booth and Gathers as to the proportionality
issue, it left open the door to challenge the VIS via the
Fifth and Fourteenth Amendment's Due Process clauses.
The Court held that "the Eighth Amendment erects
no per se bar" to the admission of victim impact evidence,
which closed the door, for all practical purposes, to most
Eighth Amendment challenges to the VIS26.
The Court then announced due process as the new gateway
to challenging the VIS, holding that if such evidence is
prejudicial to the point that it renders a capital defendant's
trial fundamentally unfair, the Fourteenth Amendment's Due
Process Clause provides a basis for its exclusion.
¶42
Chief Justice Rehnquist wrote in Payne:
"In the event that victim impact evidence is introduced
that is so unduly prejudicial that it renders the trial
fundamentally unfair, the Fourteenth Amendment's Due Process
Clause provides a mechanism for relief."27
The Payne decision leaves the standard to be applied
unclear, though. One logical standard would be to apply
the Rule 403 "legal relevance" standard28.
The legal relevance standard is that of Federal Rule of
Evidence 403, which provides:
Although relevant, evidence may be excluded if its probative
value is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury,
or by considerations of undue delay, waste of time, or needless
presentation of cumulative evidence.
¶43
The Rule 403 relevance standard comports
neatly to the Fourteenth Amendment's due process requirement.
Rule 403 is a rule of balance and fundamental fairness.
The relevance balance is applied by weighing the rationale
both for and against admissibility. The fundamental fairness
of the rule is applied through the nature and substance
of the factors which are weighed.
¶44
The due process clause of the Fourteenth
Amendment is as follows:
Section.
1. All persons born or naturalized in the United States
and subject
to
the jurisdiction thereof, are citizens of the United States
and of the State
wherein
they reside. No State shall make or enforce any law which
shall
abridge
the privileges or immunities of citizens of the United States;
nor
shall
any State deprive any person of life, liberty, or property,
without due
process
of law; nor deny to any person within its jurisdiction the
equal
protection
of the laws.
¶45
Fourteenth Amendment Due Process guarantees
are also protected by the application of a balancing test.
Due process issues are often scrutinized under the balancing
test established by the Supreme Court in Matthews v.
Eldredge29.
The "Matthews Test" balances the following:
-
the private
interest that will be affected by the official action;
Plus
-
the risk
of an erroneous deprivation of such interest through
the procedures used, and probable value, if any, of
additional procedural safeguards;
Versus
-
the Government's
interest, including the fiscal and administrative burdens
that the additional or substitute procedures would entail30
¶46
The Matthews test has been
applied mostly to cases involving civil cases and administrative
procedures, but it has also been applied where appropriate
by the Court to criminal due process issues, including at
least one sentencing issue. In Ake v. Oklahoma31,
the Court applied the test in determining whether an
indigent criminal defendant had the right to a state-provided
psychiatrist to prepare his insanity defense and to assist
the defendant at the sentencing phase of trial.
¶47
The Ake Court held: 1) the
liberty interest at stake in a criminal proceeding that
"places an individual's life or liberty at risk is almost
uniquely compelling". As to the state's interest, the same
court found: 2) that "the State's interest in prevailing
at trial - unlike that of a private litigant - is necessarily
tempered by its interest in the fair and accurate adjudication
of criminal cases."32
Lastly, the Ake Court looked to the burden on the
government to adopt alternative procedures, and found: 3)
that where the interests of both the individual and the
state were so substantial, and where the risk of erroneous
deprivation of a liberty interest was at stake, the fiscal
interest of the state must yield33.
¶48
The Fourteenth Amendment, and the
Matthews balancing test contained within it,
provide an adequate standard of review for the future
challenge to the VIS. Applying the Matthews
test to the introduction of the VIS would likely render
the following result:
-
the private
interest that will be affected by the official action:
the life or liberty of the Accused;
-
the risk
of an erroneous deprivation of such interest through
the procedures used, and probable value, if any, of
additional procedural safeguards: the risk of erroneous
deprivation (of life or liberty) is high, the probable
value of additional safeguards is high;
Versus
(3) the Government's interest, including the fiscal and
administrative burdens that the additional or substitute
procedures would entail: there would be no added fiscal
nor administrative burdens incurred by the government though
the elimination of the VIS.
¶49
The application of the Matthews
standard of due process review leads to the conclusion that
many VISs would fail to comport to Fourteenth Amendment
requirements. The Court may employ another due process test
to determine the VIS constitutionality, though, as the Court
has held that the "[d] ue process is flexible and calls
for such procedural protections as the particular situation
demands."34
¶50
Another due process consideration
raised by the VIS is that the legislature has already considered
the impact upon victims of violent crimes when it codifies
criminal statutes, including the penalties for the committed
offense(s). The decision on sentencing must be based entirely
upon the parameters set by the legislature. Where the legislature
has already considered the impact of the crime in codifying
punishments for specific offenses, the emotional effect
of the VIS, upon the rationality of the sentencing body,
detracts from the reasoned establishment of the penalty
guidelines established by the legislature.
¶51
A further due process problem occurs
when the victim has testified during trial, particularly
in cases where the accused opts not to take the stand. The
sentencing body in these cases has already heard the victim's
story told once, then the victim's version of the
offense are re-stated to the fact finder at the penalty
phase. This poses the obvious concern that the repetitive
effect of the victim's statement upon the fact finder would
undermine the defendant's fundamental right to a fair trial
and fairness in sentencing.
¶52
Another concern is the introduction
of the VIS at the sentencing of accessories and accomplices.
Here, the full effect and impact of the crime upon the victim
is considered by the fact finder, yet the defendant did
not commit the principal offense which caused the impact.
This poses a fundamental fairness problem, as the defendant
did not fully cause the impact upon the victim, yet the
full effect upon the victim is considered when sentencing
the defendant. Otherwise stated, the question is whether
the full weight of the impact upon the victim should be
considered in sentencing some one who did not legally cause
that impact.
¶53
The Framers of the Constitution purposefully
created an imbalance between the rights of the accused and
the rights of the victims, and they created it with favor
entirely on the side of the accused. There are compelling
reasons why the Bill of Rights guarantees several rights
of the accused, and none are enumerated for the victim.
¶54
The Framers sought to limit the power
of the government they had just created and authorized,
and freedom was never to be compromised significantly. The
essential function, purpose and beauty of the civil rights
the Framers created, enumerated and guaranteed, is that
without limitations on the police powers of government our
life, liberty and property would be at risk of gradual deprivation
and eventual obliteration.
¶55
The safeguards provided by the framers
of the federal constitution protect all of us. They are
societal rights, as well as individual rights. The state's
goal in criminal proceedings is singular: to obtain convictions.
Criminal proceedings are adversarial by nature, and the
constitutional protections provided by the Bill of Rights,
including the Fifth and Eighth Amendments, help insure that
the accused is treated fairly at all phases of the proceedings,
including the sentencing phase.
¶56
The VIS in these types of cases necessarily
fan the emotional flames of any listener and impair her
ability for rational decision making. The introduction of
a VIS causes a constitutional concern, but the concern is
almost never raised. The concern in all the "proportionality"
cases is that the punishment fit the crime; the concern
in future Fourteenth Amendment challenges may be that the
Defendant's due process rights are not violated by the VIS.
*
Mark
Stevens, Juris Doctor, Massachusetts School of Law;
B. A., Political Science, University of New Hampshire.
Private practice attorney admitted in Massachusetts and
New Hampshire.
3
See C.J. Woodbine, The Origin of the
Action of Trespass, 33 Yale L.J. 343 (1934).
4
See Richard E. Laster, Criminal Restitution:
A Survey of its Past History and An Analysis of its Present
Usefulness, 5 U. Rich. L. Rev. 71 (1970).
5
See Cesare Beccaria, Essay on Crimes And Punishments
(1764).
7
See People v. Downing, 174 Cal.App.3d. 667
(1985).
10
See generally, Patrick M. Fahey, Note, Payne
v. Tennessee: An Eye for an Eye and Then Some, 25
CONN. L. REV. 205 (1992).
13
See Robinson
v. California, 370 U.S. 660 (1962) (striking
down California statute that criminalized narcotics addiction).
15
The Booth Court majority (5-4) was comprised of
Powell, Brennan, Marshall, Blackmun and Stevens, JJ. Dissenting
were : Rehnquist, CJ., White, O'Connor, and Scalia, JJ.
; The Gathers majority (5-4) were: Brennan, Marshall,
Blackmun, Stevens and White, JJ. Dissenting were: Rehnquist,
CJ., O'Connor, Kennedy, and Scalia, JJ.; The Payne
majority (6-3) were: Rehnquist, CJ., White, O'Connor,
Scalia, Kennedy, and Souter, JJ. Dissenting were: Marshall,
Blackmun, and Stevens, JJ. Note the flip-flopping of Justice
White (Against Booth, for Gathers,
and against Payne, all within four years,
from 1987 to 1991). Also, see J. White's concurring
opinion in Gathers.
17
Powell, J. delivered the opinion of the Court, with Brennan,
Marshall, Blackmun and Stevens, JJ., joining. White, J.
filed a dissenting opinion, in which Rehnquist, C.J.,
O'Connor, and Scalia joined. Scalia, J. also filed a dissenting
opinion in which Rehnquist, C.J., White, and O'Connor,
JJ., joined.
28
See Jonathan H. Levy, Limiting Victim Impact
Evidence and Argument After Payne v. Tennessee, 45
STAN. L. REV. 1027 (1993).
|